Nedbank is looking for 4Compliance Officers

4 x Compliance Officer

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4 x Compliance Officer

  • Post Date:November 23, 2022
  • Views 545
0 Applications
  • Career Level Officer
    Qualification Degree
    Experience 3-5 Years
  • Industry Banking
Job Description

Location: ZW
Number of Positions Available: 4 positions
Job Family: Risk, Audit and Compliance
Career Stream: Regulatory Compliance
Leadership Pipeline: Manage Self – Professional

Job Purpose

To monitor and provide assurance on the adherence to compliance practices in client facing clusters to ensure compliance risks are managed and reported across Nedbank.

Job Responsibilities

  • Monitor compliance risks and determine the state of compliance in client facing Clusters.
  • Ensure compliance requirements are adhered to and adequate compliance risk management practices implemented.
  • Execute the annual compliance risk-based program.
  • Provide input, review and ensure accurate reporting and articulation of compliance.
  • Provide guidance in the completion of subsidiary compliance risk monitoring programs.
  • Provide advice and/or input to internal stakeholders on possible contraventions of compliance risks through early detection.
  • Maintain relationships with internal stakeholders by establishing partnerships in managing compliance risks.
  • Engage with stakeholders formally through determining scope of work, understanding and identifying client needs.
  • Develop collaborative relationship with the Compliance Institute of South Africa (CISA).
  • Contribute to a culture of transformation goals by participating in Nedbank culture building initiatives, including CSI.
  • Execution of Compliance Monitoring Plan across the bank and monitoring Key Compliance Indicators.
  • Subject Matter Expert (SME) in EXCON, AML, CFT and Sanctions, Market Conduct, Ethics, Privacy; Governance.

Preferred Qualification

  • B.Com Risk Management/ LLB/ Accounting/ Data Analytics Degree

Preferred Certifications

  • Compliance Institute of South Africa (CISA) – preferred, not essential
  • IOBZ Diploma

Minimum Experience Level

  • 3 – 5 years in a compliance related role

Technical / Professional Knowledge

  • Change management
  • Cluster specific operations
  • Compliance reporting
  • Governance, Risk and Controls
  • Relevant regulatory knowledge
  • Relevant software and systems knowledge
  • Reputational risk management
  • Risk management process and frameworks
  • Stakeholder management
  • Codes of Good Governance

Behavioural Competencies

  • Decision Making
  • Influencing
  • Building Trusting Relationships
  • Managing Work
  • Quality Orientation
  • Stress Tolerance