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Surveillance & Investigations Officer
- Post Date:August 21, 2022
- Views 647
- Career Level OfficerQualification DegreeExperience 1-3 Years
- Industry Business
Job Description
NOTICE: HR160822
An exciting opportunity has arisen with the Securities and Exchange Commission of Zimbabwe for suitably qualified and self-driven individuals to join the Commission as a SURVEILLANCE AND INVESTIGATIONS OFFICER.
MAIN DUTIES:
- Timely identification and reporting of all suspicious trades/transactions and any other breaches
- Detecting and investigating potential market abuse and avoid market disruptions arising from anomalous/ abusive trading activities that violate securities laws
- Monitor the conduct of licensed entities and investigate any cases of market misconduct
- Undertake research, take witness statements, and produce reports for cases under investigations
- Act as a liaison personnel between the Commission and other investigative agencies
- Recommend appropriate enforcement action after investigating infractions.
- Receive, review, and resolve investor complaints
- Drafting of regulatory frameworks for oversight and surveillance of new products in line with best practice
REQUISITE QUALIFICATIONS, EXPERIENCE & ATTRIBUTES
- Relevant Bachelor of Commerce/Business Related degree (Finance, Economics, Banking, Risk Management) or Law
- At least 2-years proven experience in supervision and regulation of financial services and capital markets
- Strong communication and report-writing skills is a must
Application letters with C. V’s and certified copies of academic certificates to be e-mailed to [email protected] clearly stating position being applied for in the subject field. These should reach us NO LATER THAN MONDAY 22 AUGUST 2022.
Only shortlisted candidates will be responded to.