Surveillance & Investigations Officer

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Surveillance & Investigations Officer

  • Post Date:August 21, 2022
  • Views 605
0 Applications
  • Career Level Officer
    Qualification Degree
    Experience 1-3 Years
  • Industry Business
Job Description

NOTICE: HR160822

An exciting opportunity has arisen with the Securities and Exchange Commission of Zimbabwe for suitably qualified and self-driven individuals to join the Commission as a SURVEILLANCE AND INVESTIGATIONS OFFICER.


  • Timely identification and reporting of all suspicious trades/transactions and any other breaches
  • Detecting and investigating potential market abuse and avoid market disruptions arising from anomalous/ abusive trading activities that violate securities laws
  • Monitor the conduct of licensed entities and investigate any cases of market misconduct
  • Undertake research, take witness statements, and produce reports for cases under investigations
  • Act as a liaison personnel between the Commission and other investigative agencies
  • Recommend appropriate enforcement action after investigating infractions.
  • Receive, review, and resolve investor complaints
  • Drafting of regulatory frameworks for oversight and surveillance of new products in line with best practice


  • Relevant Bachelor of Commerce/Business Related degree (Finance, Economics, Banking, Risk Management) or Law
  • At least 2-years proven experience in supervision and regulation of financial services and capital markets
  • Strong communication and report-writing skills is a must

Application letters with C. V’s and certified copies of academic certificates to be e-mailed to [email protected] clearly stating position being applied for in the subject field. These should reach us NO LATER THAN MONDAY 22 AUGUST 2022.

Only shortlisted candidates will be responded to.